Bio:
Lucy is Editor of Compliance Action and President of Compliance Resources, Inc., a company offering compliance support and services to banks. She is also a Senior Associate of Paragon Compliance Group, a company dedicated to providing compliance training. She has more than twenty-five years of experience working with regulatory agencies and financial institutions. Her extensive work experience with regulatory agencies includes the Federal Home Loan Bank Board, the Board of Governors of the Federal Reserve System, and the Federal Trade Commission. As the manager of the Compliance Division of the American Bankers Association, she worked directly with several of the association's banker committees and with regulatory agencies to identify compliance priorities, and to produce resources and programs.
Areas of Expertise:
Compliance Action Newsletter
Compliance Consulting
Compliance Seminars
Training the Trainer Materials
Questions Answered
02/05/2001
There has been so much discussion on this, I am curious of your position. HMDA reportable loan made to a trust or a revocable trust trustees are or are not guarantors. What is the HMDA reportability and what do we record as the race/sex for the applicant(s) under each scenario?
02/05/2001
What is the progress of the proposal to change the limit of MMDA transfers for business accounts to 24 per month?
02/05/2001
I have heard that requiring a customer to write their account number on the back of a check that they are depositing to their acct may be in violation of RTFP because the check will end up in the statement of the individual who issued the check. Can you please shed light on this issue. This practice has been our standard policy for years.
02/05/2001
Our bank is planning a "skipapayment" program for our loan customers around tax time. What are the compliance concerns involved in this?
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