Critical versus non-critical fields
04/17/2022
Must non-critical fields be completed on a SAR?
obin has a strong background in Bank Secrecy Act (BSA) compliance, leadership, and sales management. In addition to performing BSA examinations and validations of automated surveillance monitoring systems, she provides high level consultations regarding all aspects of the BSA and assists institutions with post examination remediation and enforcement action resolution. Robin is a sought-after speaker for local, state, and national industry events and provides customized BSA and deposit compliance training solutions. Her firsthand experience working in the financial services industry allows Robin to provide meaningful insight and helpful recommendations in the areas of BSA, Title 31, and deposit compliance. Her goal is to exceed expectations with every contact.
04/17/2022
Must non-critical fields be completed on a SAR?
04/10/2022
During a routine audit we identified that a teller was force balancing her drawer. The overages or shortages were never over $5 and there was no loss to the bank. Do we need to file a SAR?
04/03/2022
We recently terminated a personal banker for admitting to taking $5000 from her customer’s account without the customer’s knowledge or permission. The money has been repaid. Must we file a police report?
03/27/2022
Are smaller or larger financial institutions more susceptible to employee fraud?
03/20/2022
What is the average length of time for employee fraud within one financial institution?
03/14/2022
Who is most likely to perpetrate fraud against a financial institution, an entry level employee or manager level employee?
03/14/2022
Are independent ATM owner/operators automatically considered high-risk?
03/07/2022
What is the difference between a non-governmental agency (NGO) and a non-profit organization?
02/27/2022
Is there a requirement to collect CDD on a domestic politically exposed person (PEP)?
08/29/2021
Our customer just sent a wire to purchase $50,000 in Bitcoin. Shall I be concerned?