Reputation risk and BSA compliance failures
04/14/2019
What’s a “Deferred Prosecution Agreement” (DPA)?
Susan Costonis is a compliance consultant and trainer. She specializes in compliance management along with deposit and lending regulatory training.
Susan has successfully managed compliance programs and exams for institutions that ranged from a community bank to large multi-state bank holding companies. She has been a compliance officer for institutions supervised by the OCC, FDIC, and Federal Reserve. Susan has been a Certified Regulatory Compliance Manager since 1998, completed the ABA Graduate Compliance School, and graduated from the University of Akron and the Graduate Banking School of the University of Colorado. She regularly presents to financial institution audiences in several states and “translates” complex regulations into simple concepts by using humor and real-life examples.
04/14/2019
What’s a “Deferred Prosecution Agreement” (DPA)?
04/07/2019
What did the Department of Justice issue on January 4, 2018, that impacted banking marijuana-related businesses?
03/31/2019
What happens when a “BTT” is identified an a BSA exam?
03/24/2019
Do 314(a) expectations apply to Beneficial Ownership rules?
03/24/2019
How can a bank best aid local law enforcement?
03/17/2019
What should banks do to detect elder financial exploitation?
03/10/2019
What are today’s most prevalent forms of scams?
03/03/2019
Why are banks so pivotal in helping to combat elder financial exploitation?
02/24/2019
Why is elder financial exploitation growing so fast?
02/17/2019
Who is an elderly customer?