Alogent recently created a new spreadsheet that helps bankers calculate the cost of their current exception tracking workflows.
Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
Compliance Tools
Reg Z Rescission Calendar Calculator
12/20/2023Reg CC Hold Notice Calendar
12/20/2023Reg CC Hold Notice Calendar - calculator.
TRID Date Calendar
12/20/2023Branch Auditing Workpaper
07/12/2021Higher Risk Customer Review Checklist
10/12/2018This tool is used for documenting enhanced due diligence (annual or more frequently) on cash intensive customers, MSB's and those with private ATM's.
Audit - Privately Owned ATM
05/06/2018BOL user P*Q has provided a checklist her bank finds useful and she hope you may as well.
Gathering Demographic Info under HMDA
05/04/2018Heather Carlson created a training tool for the 2018 HMDA data collection.
Reg O in a Box
05/04/2018Pam Zbylut put Reg O in a box! By making the box fairly devoid of "regulatory gobbletygook", Pam reports it works well for the loan officers.
Exception Spreadsheet
05/17/2017From our friends at AccuSystems, this is a free spreadsheet to track exceptions. It includes the basic logic from its exception management software made simple.
CDD Starter Checklist
05/15/2017SCRA-MLA Quick Reference Guide
09/14/2016A chart in tabular format that compares and contrasts the Servicemembers Civil Relief Act and the Military Lending Act.
Minimum Flood Coverage Calculator
05/06/2016With the input of the loan balance, property value and type of property the spreadsheet calculates the minimum flood coverage required.
Reg CC Reference Sheet
05/06/2016A quick reference guide to Reg CC availability requirements.
Non-Profit Customer Profile
03/09/2016This Non-Profit Customer Profile form allows a bank to build its initial risk profile of a non-profit customer in conformance with BSA requirements, at account opening.
Sample Transactions Under Reg CC
12/21/2015Sample transactions to practice placing holds under Reg CC.
FDIC guidance on extended overdraft fees
10/09/2015This March 2014 newsletter issued by the Kansas City Branch of the FDIC includes an article about the FDIC's view of and concerns about the practice of charging fees when a consumer's deposit account has remained overdrawn for more than a prescribed number of days
Audit Management Workbook
06/10/2015This Excel spreadsheet is a tool for managing audits.
The three tabs to the worksheet are a planning calendar that indicates when audits are scheduled including the projected completion date, who the auditor will be and the date of actual completion. The second tab is an overview of the audit results and the third tab is a compilation of violations found that are tabulated and expressed in pie chart form by type and location. Tab 2 is meant to be used in a management recap report as are the pie charts. This is done automatically in a separate Word file report on the state of the audit program. Write once - read many.
ATM Checklist
07/01/2013An ATM checklist used primarily for branch and/or compliance staff to conduct periodic reviews of their ATMs. While general in nature, it includes questions on ADA, signage, security and transaction/compliance issues. While it is not network-specific the comment space at the bottom could accommodate any unique needs/features of a particular institution or ATM.
FCRA - Red Flag Account Warnings
03/01/2013Sarah Scott, CRCM and VP Compliance and CRA at County Bank in Merced, CA, has provided this Excel worksheet to assist bankers in managing red flag warnings.