Exception Spreadsheet
05/17/2017From our friends at AccuSystems, this is a free spreadsheet to track exceptions. It includes the basic logic from its exception management software made simple.
Security Tools
Director Education - E-Fraud
03/01/2013BOL user, Devil Queen, has submitted another tool. This one is for training. This is a brief 12-slide PowerPoint presentation directed at the board of directors.
REPORT OF INVESTIGATION: Initial Report
03/01/2013This sample investigative report was created by BOL Guru Dana Turner.
Risk Rating New Accounts
03/01/2013Risk rating new accounts can be difficult and the process was made more difficult with the rules involving internet gambling.
The Check Book - UCC 3 & 4 Training
03/01/2013A 137-page review of UCC 3 and 4, titled The Check Book. This detailed review will assist anyone needing a better understanding of the rules involved with checks.
Bank Closed Sign - print out and keep copies on hand in the event of a disaster or security incident or robbery
03/01/2013This bank location is temporarily closed.
We apologize for the inconvenience.
Please visit the following location to conduct your banking needs in the interim:
After The Robbery...
03/01/2013Do NOT:
Annual Identity Theft Red Flags Board Report -- Sample
03/01/2013This template may be used as a starting point to develop your own Annual Identity Theft Red Flags Board Report.
Specific Ways To Cope With Stress
03/01/2013- Establish a support system of friends.
- Recognize and accept your limits.
- Take part in fun and laughter - especially at yourself.
Hurricane Preparedness Checklist
06/01/2012Disaster preparedness checklist.
Suspicious Incident Report
05/01/2012Information document to record and report miscellaneous incidents in a branch.
Holiday Crime Prevention Tips - Security Training for Bankers and Customers
11/01/2011Information to help make your employees aware of suspicious activity and transactions, with graphics for Christmas holiday training.
Federal Garnishment Calculator
04/01/2011Federal garnishment analysis calculator includes the look-back period.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Cash Withdrawal Letter of Indemnification
09/01/2008To mitigate risk, the bank may want an acknowledgement from customers withdrawing large amounts of cash that they were advised of other options.
Suspicious Activity Investigative Report Form
07/10/2008Whether or not a SAR is filed after suspicious activity, information must be gathered, reviewed and retained for future review. This form is designed to help for this..
Audit Extension Guide and Request Form
02/01/2008After an audit there is a process of correcting errors. At times there are deadlines set, but extensions are needed to accomplish the task. This helps formalize the process so that corrective action is timely and high-risk issues do not go on uncorrected and making a problem worse.
Counterfeit Note Receipt
07/01/2007This form provides a customer receipt and detailed information about the transaction when counterfeit currency is confiscated from a deposit.
Risk Analysis Checklist for BSA and AML
09/01/2006AML risk analysis questions for individual relationships.
Pages
Sponsored by: Alogent
Alogent recently created a free spreadsheet that helps bankers calculate the cost of their current loan management workflows.
Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
