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#215139 - 07/23/04 08:53 PM Compliance audit workpapers
BankerMama Offline
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BankerMama
Joined: Jun 2001
Posts: 1,543
How long does everyone keep your Compliance audit workpapers?

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General Discussion
#215140 - 07/24/04 12:47 AM Re: Compliance audit workpapers
Andy_Z Offline
10K Club
Andy_Z
Joined: Oct 2000
Posts: 27,763
On the Net
Minimum of exam to exam and I always kept the last two so I could compare trends. I might have had more, but that wasn't common.
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AndyZ CRCM
My opinions are not necessarily my employers.
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#215141 - 07/24/04 05:03 PM Re: Compliance audit workpapers
Retired DQ Offline
10K Club
Retired DQ
Joined: Dec 2002
Posts: 40,766
Turnpike Exit 10
Same here, but then again, it's only been two years, so I guess I have everything!
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Get your facts first, then you can distort them as you please. - Mark Twain

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