08/05/2002
Do we need a right of recission for a mobile home loan? This mobile home is NOT in a mobile home park, but on REAL Property that is also used as collateral on the loan.
07/15/2002
We are looking into a relationship with a broker to finance mobile homes, what are the rules for compliance for these consumer transaction? Does RESPA apply?
04/01/2002
I understand that effective 4/24/02 each financial institution has to establish an Anti-Money Laundering program.Isn't the BSA Policy the same or does it have to be a separate Policy?
03/01/2002
First, it is important to remember that there are two types of information sharing that will be authorized under the Patriot Act.
02/11/2002
I'm a new compliance officer and I need to know what regulations require employee training. I'm in the process of putting together a compliance training calendar for my bank.
01/07/2002
I work in a small bank and our compliance officer is no longer with us, is there a list of compliance training that we are required to do each year with our employees. I am getting into the compliance end of operations and need some guidence till I can get some training.
01/15/2001
What is the best way for a bank to disclose their privacy policy if they want to use the 40.13 exception for service providers and joint marketing? Our bank wants to reserve the right to market our products through nonaffiliated third parties if the occasion arises, but we want to avoid having to do "optout" at this point.