08/02/2024Comments due on CFPB request for information on fees imposed in residential mortgage transactions
07/22/2024Comment deadline on FinCEN/SEC proposal to require CIP rules for registered investment advisers
06/15/2024Comments due on OCC proposal regarding business combinations involving national banks and federal savings associations
04/15/2024Comments due on FinCEN proposal to impose AML/CFT program requirements on certain investment advisors
03/01/2024Comments due on FinCEN proposal to declare Al-Huda Bank institution of primary money laundering concern
01/31/2024$100,000Former credit union BSA officer fined $100K for multiple BSA violationsIssued by FinCEN
09/29/2023$25 millionShinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFSIssued by FDIC, FinCEN, State Agency
09/29/2023$25 millionShinhan Bank America fined $25M by FDIC, FinCEN, and NYSDFSIssued by FDIC, FinCEN, State Agency
10/16/2023$29,478,676Metropolitan Commercial Bank fined $29.5M for CIP and vendor risk deficienciesIssued by FRB, State Agency
02/22/2022$55.4 millionNational Bank of Pakistan pays $55.4M for AML violationsIssued by FRB, State Agency
01/17/2018$29 millionMega International Commercial Bank pays $29M BSA penaltyIssued by FRB, State Agency