BSA Officers and Civil Money Penalties
06/13/2021
Can the BSA Officer be subject to a civil money penalty due to a regulatory enforcement action?
obin has a strong background in Bank Secrecy Act (BSA) compliance, leadership, and sales management. In addition to performing BSA examinations and validations of automated surveillance monitoring systems, she provides high level consultations regarding all aspects of the BSA and assists institutions with post examination remediation and enforcement action resolution. Robin is a sought-after speaker for local, state, and national industry events and provides customized BSA and deposit compliance training solutions. Her firsthand experience working in the financial services industry allows Robin to provide meaningful insight and helpful recommendations in the areas of BSA, Title 31, and deposit compliance. Her goal is to exceed expectations with every contact.
06/13/2021
Can the BSA Officer be subject to a civil money penalty due to a regulatory enforcement action?
06/06/2021
I heard the USDA raised the THC legal limit of hemp to 1%. Does that mean products derived from hemp may now have a THC level of up to 1%?
05/27/2021
Our financial institution has a policy to not bank any type of marijuana business, do we still need a “Cannabis Policy”?
05/27/2021
We just found out that our customer is selling CBD oil in their business. Do I need to file a SAR because this is a cannabis related product?