BSA in Job Descriptions and Evaluations

Answered by:

Question:

Is there any type of guidance which says what should be stated in each employee's job description and evaluation form with regard to BSA/AML?

Answer:

Examiners are looking for job descriptions and evaluation forms to reference participation in required training and for compliance with BSA/AML policies and procedures including identification of suspicious activity, CTR preparation and other job specific duties.

First published on BankersOnline.com 10/15/07