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Conflicts of Interest

Answered by: 
Bob McComas

Question: 
What laws and regulations govern conflicts of interest?
Answer: 

I would need more specific info on your definition of conflict of interest. There are employment policies that deal with this, and there are management interlock regulations that deal with serving on boards or ownership/control in multiple bank situations. Thanks for your question.

First published on BankersOnline.com 10/4/04

First published on 10/04/2004

Filed under: 
Compliance
Filed under compliance as: 
Management
Policies

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