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What Exception Tracking Issues Create the Most Compliance Problems?

Question: 
How does exception tracking impact compliance?
Answer: 

A recent study of 96 community banks found that the following challenges still cause compliance issues for banks: failures by staff to follow up (23%), insufficiencies of their core systems (17%), time and cost associated with manual processes (15%).

First published on 10/20/2014

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Filed under compliance as: 

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