Exception Tracking Spreadsheet (TicklerTrax™)
Downloaded by more than 1,000 bankers. Free Excel spreadsheet to help you track missing and expiring documents for credit and loans, deposits, trusts, and more. Visualize your exception data in interactive charts and graphs. Provided by bank technology vendor, AccuSystems. Download TicklerTrax for free.
State Street pays $88M to settle SEC charges
The Securities and Exchange Commission has announced that State Street Bank and Trust Company has agreed to pay over $88 million to settle charges for overcharging mutual funds and other registered investment company clients for expenses related to the firm's custody of client assets. An Order filed by the Commission indicated the overcharges included a secret markup that State Street tacked on to the cost of sending secured financial messages through the SWIFT network.
print
share