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On-Demand Webinars about Compliance Management and Auditing

Recorded on July 14, 2022
 

Opening Business Accounts—Beyond Basics

Recorded on July 12, 2022
 

Know Your Sweepstakes, Contests and Lotteries

Know Your Sweepstakes, Contests and Lotteries

Sweeps, contests and lotteries are really part of advertising, right? Yes – these are typically used to promote various bank products and services but they are a special subset of the broader “advertising” requirements.

Recorded on June 29, 2022
 

The FDIC’s new Advertising Rule – A First Look

The FDIC’s new Advertising Rule – A First Look

On May 17, 2022, the FDIC announced a final rule to expand its Advertisement of Membership rule to include the process by which the FDIC will identify and investigate conduct that may violate section 18(a)(4) of the Federal Deposit Insurance Act thro

Recorded on June 09, 2022
 

IRAs—Death Distributions

IRAs—Death Distributions

Eligible designated beneficiary, Designated Beneficiary and Nondesignated Beneficiary what you need to know!

Recorded on June 08, 2022
 

Advertising Smartly

Advertising Smartly

That is what the CFPB fined nine mortgage lenders in in less than a four-month span in 2020 for false advertising. If one of your hats means you produce, audit, review, or answer to the advertisements your bank uses, this webinar is for

Recorded on June 02, 2022
 

Flood 101 – Facts to Keep You Afloat in Deep Waters

Flood 101 – Facts to Keep You Afloat in Deep Waters

Flood compliance is intimidating. So many rules, so many details, so many fines! Examiners always pay great attention to flood compliance, because more often than not, they find violations… and one problem can sink into several penalties.

Recorded on May 19, 2022
 

Introduction to Fair Banking – It’s Real

Introduction to Fair Banking – It’s Real

In March 2022 the CFPB announced it would be targeting unfair discrimination in consumer finance. You have likely heard and may have even said, “there is no fair lending equivalent for deposits.” Well – now there is.

Recorded on May 18, 2022
 

Fair Lending, 2022 is a New Mindset

Fair Lending, 2022 is a New Mindset

Is fair lending an important issue? When President Biden took office, he emphasized fair and equal treatment and that included many fields, mortgage lending included. The OCC’s Acting Comptroller Michael Hsu has echoed these same sentiments.

Recorded on May 09, 2022
 

Opening Deposit Accounts Online—CIP, CDD, Compliance and Ris

Recorded on April 13, 2022
 

Currency Transaction Reporting: Line-by-Line Updated for 20

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