Latest Compliance - Audit Topics

Predatory Lending: Unfair & Unsound

02/01/2001

The agencies have spoken on the topic of subprime lending.

This Week's Featured BOL Technology Guru QuestionMonitoring an Online Banking Web Site

01/02/2001

Can you refer me to anything that would assist me in knowing what should be performed for monitoring our online banking Web site? I've been through bank security seminars that cover non-technology security. Our external auditor was not able to assist us.

Audit Tip on Flood

11/01/2000

Flood insurance compliance should be reviewed very carefully in your compliance audits. A tip from examiners indicates how thorough your audit should be.

CRA and Subprime

11/01/2000

The FRB's report on CRA is in. Some of the findings are interesting, particularly with respect to subprime lending.

Compliance Calendar

11/01/2000

OCTOBER

FCRA Rears Its Head

09/01/2000

Just when you thought you could concentrate on privacy and forget about everything else (except RESPA), the Federal Trade Commission staff issued two interpretations of the Fair Credit Reporting Ac

Conferences

07/01/2000

Coming Up BANKERS' HOTLINE
7th Annual Security Officers Workshop
Philadelphia, PA, May 8-10, 2001
Info: (800) 660-0080

AMERICAN BANKER

Privacy Rules The Consumer's Perspective

05/01/2000

Topic number one at the CAC's meeting was the drafting of new regulations to implement the privacy provisions in FinMod.

Put Back The $3,000 Log!

05/01/2000

by Barbara E. Hurst

Flood Insurance

01/01/2000

The storm-related flooding that occurred in the late summer and fall of 1999 in the Eastern United States was so severe that areas in the 100-year flood plain and even the 500-year flood plain were

Vendor Guru Q&A's - Compliance

Compliance tiers for Dodd-Frank Section 1071

Data privacy & Section 1071

Batch processing vs. transaction level processing for deposits automation

Section 1071

Exception management and better audits

Resolving credit and loan document exceptions

Proactive loan exception management

Tracking loan policy exceptions

Reasons for loan policy exceptions

Audits and document management

Compliance actions when violations are found

02/12/2023

What action steps are needed when we find a severe or frequent violation?

Setoff against Loan for Overdraft

02/12/2023

If a customer has a large deposited item returned on their checking account, can we legally advance on their HELOC if there is an available balance, rather than have an overdrawn account?

Tenants Notice of Foreclosure

02/05/2023

With foreclosures of 1-4 family properties, including condos, is the bank required to give the 90-day Notice to Vacate under the Protecting Tenants at Foreclosure to all tenants, even if the bank has no plans to evict them?

Benefits of effective exception management

02/05/2023

What are some potential benefits of implementing an effective exception management program?

Adding Owners CDs

01/29/2023

We have a CD that the customer wants to add a joint owner to in mid-term of the CD. I am thinking we should issue in lieu of since we are technically changing ownership. Others think we should just re-write the CD adding the joint owner while keeping everything else the same. What is your recommendation and why?

Latest Compliance - Audit Topics

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