Most Popular Compliance Content
Compliance's role in AI implementation
08/04/2024
If the bank is looking at implementing AI and you say we need to coordinate enterprise wide, should Compliance head that up?
Enterprise-wide involvement in AI implementation
08/04/2024
What areas need to be involved in AI adoption?
Identifying "protected funds" in a joint account
07/28/2024
When we receive a garnishment order identifying a judgment debtor who has a joint account at our credit union, and there are federal benefits that have been direct deposited for both of the joint owners of the account, which of those direct deposits do we treat as “protected funds”?
Are all banks examined the same way for compliance?
07/28/2024
Are all banks examined the same way for compliance?
Hazard insurance on TRID disclosures
07/14/2024
If I am refinancing a primary residence, do I need to include last year's insurance on the loan estimate and closing disclosure as a POC fee? Or can I just leave it off because insurance and taxes are accounted for on my Initial Escrow Disclosure?