Most Popular Compliance Content
Imaging QC Manager
06/19/2022
What does a dedicated document imaging QC manager do at a bank?
Nonborrowing Spouse and Closing Disclosures
06/19/2022
Does a non-borrowing spouse need to sign or acknowledge the initial Closing Disclosure for a purchase of a TRID loan? Does it matter that we are in Indiana?
Showing "DBA" on Account Records
06/19/2022
Showing "DBA" on Account Records
Late Return of Stolen Cashier's Check
06/12/2022
We issued a cashier's check on the 6th of the month and it cleared our bank on the 15th. We were notified by a family member that the cashier's check was fraudulently obtained and endorsed. Am I correct in thinking that we have no recourse since it has been more than 24 hours since it was received and it would be considered a late return?
BSA Training- Position Specific
06/12/2022
Our President is also Chairman of the Board so he works both at the bank and on our board and has two different levels of responsibility.. My question is for BSA training he completed. He has received training targeted to our board but not the bank targeted BSA training. The curriculum is different at these two levels of responsibility. Our Audit department wrote in an audit that he didn't complete the training for the bank level and argue examiners will look at this negatively. My response it he did training and that is all that matters and examiners won't care about the bank level of the training. Do you feel this could be an issue?