Most Popular Compliance Content
Reg E Written Notices
04/03/2022
In a Reg E error investigation, when do we have to notify the customer in writing vs. an oral notice?
Task Exception Report
03/27/2022
What is a task exception report?
Funds Availability Rules on Mobile Deposits
03/27/2022
This is about holds on mobile RDC Deposits, specifically what are the rules on funds availability? For what periods of time are we permitted to hold funds on mobile deposits and is the item itself going to affect this? Also, pertaining to a legal copy of deposited checks - are we obligated to provide the client with the IRD in a digital bank environment, or just a notice covers us?
"Payable to:" when closing an IRA?
03/27/2022
What is the proper way to make a check out when closing an education IRA?
What is “Abusive,” technically?
03/27/2022
In terms of UDAAP, what makes something “Abusive”?