Most Popular Compliance Content
Survey with a Drawing
05/08/2022
Can we email our online customers with a survey and entice their opinions with a drawing (4 winners will receive $250)? Only customers are contacted but only our online customers have opinions on our online banking. Can we do this activity or does it fall under "lottery" prohibitions?
Expanding fair lending for fair banking
05/08/2022
Should we handle fair banking like fair lending?
Advertising-more than ECOA, TILA, TISA and Fair Housing
05/08/2022
Is following the standard Regs, B, Z, DD and fair housing going to ensure advertising compliance?
Continuing SAR filing prior to 90 day review.
05/01/2022
Can we file a continuing SAR before the 90-day review period?
SOP, adding a person to a deposit account
05/01/2022
How can I add someone to a deposit account? Is there a specific procedure for the signature cards or disclosures if they're even needed?