Most Popular Compliance Content
What Happens when a POD Passes
04/10/2022
What happens when one of 2 or more beneficiaries dies before the account owner? In this case I'm referring to a depsoit with two beneficiaries and one has pre-deceased the account owner. The account is in PA if that influences the answer.
UDAP vs. UDAAP
04/03/2022
Where does the CFPB’s authority come in when they determine something is “Abusive”?
Reg E Written Notices
04/03/2022
In a Reg E error investigation, when do we have to notify the customer in writing vs. an oral notice?
Documenting IRA Contributions
04/03/2022
When a customer opens an IRA and wants to contribute to it each year, what forms are necessary to add to existing IRA?
What is “Abusive,” technically?
03/27/2022
In terms of UDAAP, what makes something “Abusive”?