Most Popular Compliance Content
Question & Answer
06/01/1996
Question: My bank's CEO has asked me for suggestions about how the bank can prepare for compliance examinations to shorten the amount of time examiners spend in the bank.
Tips From The Regulators
06/01/1996
At ABA's 1996 Compliance Conference, the panel of regulators brought out some important points. On the panel were Carmen Sullivan, FDIC; Bert Otto, OCC; Glen Loney, FRB; and Tim Burniston, OTS.
Just Who Is this Customer?
06/01/1996
You need to know who your customer is, and some of what the customer is up to, to ensure that your institution is not being used for illegal purposes.
Reschedule Your Exam?
06/01/1996
If your examination date is truly inconvenient, it's just possible that you could get the schedule changed. Contact your District Office or Regional Manager to discuss the problem.
Question & Answer
06/01/1996
Question: Our bank is located near an Indian Reservation but we have almost no contact with the tribe and almost no Native American customers.