Most Popular Compliance Content
Where is that "Wire Transfer" Rule?
04/01/1996
Confusion abounds in the wire transfer compliance department. Wire transfer rule changes have been talked about for so long that everyone thinks they missed the final.
Compliance: An Exercise in Risk Management
04/01/1996
Compliance is a form of risk management. In the case of compliance, most of the risk we manage is based in or created by laws and regulations rather than by market forces or customer behavior.
The Regulation Z Commentary Update is Out!
04/01/1996
The Federal Reserve Board released its final revisions to the Regulation Z Official Staff Commentary on March 28, 1996. We'll have a detailed analysis for you in the next issue.
Where Oh Where is KYC?
04/01/1996
The actual rule is not yet a reality, but "Know Your Customer" has already become an integral part of our business.
The Cost of Crime
03/01/1996
Hand in hand with the effort to make funds quickly available to customers through the Expedited Funds Act and Regulation CC comes the concern of losses through check fraud and kiting schemes.