Latest Compliance - EIN Topics

Expedited funds is getting high level attention. The U. S. Supreme Court has heard and ruled on an expedited funds case.

The traditional compliance examination has focused on the consumer lending and service activities of the bank.

Why were examiners and regulation writers still hard at work when the rest of the federal government was shut down?

Question: How often should a bank conduct compliance training? I know there are specific requirements for training on BSA but are there any specific requirements for lending regulations?

In the compliance world, this is the busiest time of the year. This is always the time of year when we face learning about compliance provisions in new legislation.