Vendor Guru Q&A - Compliance

Latest Compliance - Employee Topics

Hackers Think Bank's Data Is Greener

10/01/1998

As marketing techniques - especially marketing "research" techniques - become more aggressive and competitive, banks should hone their techniques for guarding data.

Independent Audit

12/01/1997

As part of its active oversight of the non-deposit investment program, the Board should require - and review the results of - an independent audit.

Question & Answer

08/01/1997

Question: What is the most common violation of Regulation DD?

Truth in Lending Sample Comment Letter

12/01/1996

[Date]
William W. Wiles RE: Docket No. R-0942
Secretary
Board of Governors of the Federal Reserve System
20th Street and Constitution Avenue, N.W.

Changes to Regulation O

11/01/1996

Employee benefit plans available to insiders.

RESPA Respite

10/01/1996

We don't often get good news about what Congress has done with compliance legislation. But this year's banking act had some genuine burden relief.

RESPA: Controlled Compensation?

09/01/1996

Beginning October 7, 1996, HUD's new rules restricting compensation to employees take effect.

EHL Logo Use on the WWW

12/10/2023

Is the term “Equal Housing Lender” on our website sufficient or should we actually have the “Dog House” logo?

Must we send periodic deposit account statements?

12/10/2023

Must banks send a periodic statement on deposit accounts?

Resolving credit and loan document exceptions

12/03/2023

Is it possible to resolve credit and loan document exceptions at the same time?

We currently keep both electronic copies and paper copies of every change made on our website. This is time-consuming to maintain. How critical is it to keep hard copies of our work, and what questions should we be asking ourselves to potentially reduce or eliminate unnecessary paper trails?

Negotiating Complicated Checks

12/03/2023

Can a check payable to "JANE DOE Life Estate Tenant u/t/w of John Doe, Deceased and Child 1, Child 2 & Grandchild 1, Remaindermen" be deposited into the life tenant's individual account or a multiple party account owned by all named parties?

Latest Compliance - Employee Topics

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