Most Popular Compliance Content
Beneficial Owners with Substantial Control—how many?
10/22/2023
Will there be more than one substantial control person for a company?
When DOESN’T Zero Liability apply?
10/15/2023
Since Visa’s Zero Liability covers ATM withdrawals and PIN transactions. It is even worth investigating Reg E claims since we are always on the hook?
Business debit card disputes
10/15/2023
Since Reg E does not apply to businesses, do we have to investigate a fraudulent business debit card transaction?
Images of Driver’s Licenses for beneficial owners?
10/15/2023
Will beneficial owners of a reporting company have to image their license?
New Escrow on Existing Loan
10/15/2023
We had a customer ask to start a voluntary escrow account on an existing loan. Do we need a new agreement?