Latest Compliance - Employee Topics

We managed to catch Ray Ellis, Vice President and Security Manager of First Union National Bank in Roanoke, VA at his desk this week.

The Institute of Certified Bankers now has a program for the certification of individuals with at least seven years of banking experience and who provide credit and other financial services to smal

First Step of Regulatory Burden Relief Due Soon

The FDIC has planned 10,949 examinations for compliance, trust, electronic data processing for 1994.

At a session titled 'The Board's Role In Compliance' at the Independent Bankers Association of America Conference in Orlando in February, banking attorney Martin Lowy said that financial institutio