Latest Compliance - IT Topics

If your examination date is truly inconvenient, it's just possible that you could get the schedule changed. Contact your District Office or Regional Manager to discuss the problem.

Confusion abounds in the wire transfer compliance department. Wire transfer rule changes have been talked about for so long that everyone thinks they missed the final.

While it is correct that there is not yet a regulation requiring that bank's have a Know Your Customer ("KYC") policy, many banks are reporting that their examiners are asking to review their KYC p

Question: In our effort to review our entire loan portfolio for flood insurance compliance, we have identified a vendor who will certify our entire portfolio at a very low cost if we retain

Question: Is there a requirement for a fair lender statement in an advertisement for SBA loans?

There is no word yet on the proposal to amend Regulation B to permit collection of information on gender and race for consumer loan applications.

The Department of Justice has agreed in principle that self-assessment for discriminatory practices should be subject to privilege.

In 1995, more than 70,000 criminal referrals were filed.

Many compliance regulations require some form of public notification to be sure that consumers are aware of the regulation and their rights as consumers. Lobby posters are a popular technique.

After more than a quarter century of disclosing the costs of credit, there is movement toward re-evaluating the methods used to disclose costs in the Truth in Lending and Real Estate Settlement Pro