Vendor Guru Q&A - Compliance

Latest Compliance - Record Retention Topics

Privacy Implementation Check-Up

02/01/2001

FDIC's Privacy Implementation Guide (FIL 2001-3) contains materials that every bank should use.

This Week's Featured BOL Technology Guru QuestionMonitoring an Online Banking Web Site

01/02/2001

Can you refer me to anything that would assist me in knowing what should be performed for monitoring our online banking Web site? I've been through bank security seminars that cover non-technology security. Our external auditor was not able to assist us.

Proposed Changes to the Official Staff Commentary

08/01/1999

For creditors offering presolicited credit applications, the commentary would specify that if the applicant requests a specific amount and the creditor offers a different amount, the creditor'

Final Rules From HUD And FRB On Self Testing Privilege

12/01/1997

After long debates and analysis of public comment, the Federal Reserve Board and HUD have issued final rules to implement the privilege provided for findings of possible discrimination in a self-te

NEW Criminal Referral Form Arrives!

03/01/1993

Safe Harbor / Non-disclosure / Ten Year Record Retention / Must Be Typed

1990 Record Retention Book Available

07/01/1990

We recently obtained a copy of the new 1990 RETENTION OF BANK RECORDS book from the American Bankers Association.

Exception management and better audits

05/05/2024

How might proactive exception management improve audits?

UTMA Custodian Deceased, How to Handle

04/28/2024

My question is on a custodian account/UTMA when the minor reaches the age of majority. In this case the custodian did not close account prior to their death. Can the bank distribute funds to minor who is now over 21? What if the terms and conditions of the account say only the custodian can disburse funds: does that mean the “minor” has to get a new custodian assigned to allow for funds to be given to minor?

Latest Compliance - Record Retention Topics

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