Latest Compliance - Sarbanes-Oxley Topics

Question: How often should a bank conduct compliance training? I know there are specific requirements for training on BSA but are there any specific requirements for lending regulations?

In the compliance world, this is the busiest time of the year. This is always the time of year when we face learning about compliance provisions in new legislation.

You can now use electronics for compliance.

Compliance training is becoming a favorite item of compliance examiners and is therefore one of the most important elements of your compliance program.

Preparing For The New C RA