Latest Compliance - Security Topics

We keep hearing that there will be Know Your Customer regulations "soon." We have been hearing this so long that the question seems to be will it really happen and, if so, when.

Why, when there have been concerted efforts by both Congress and the bank regulatory agencies (to say nothing of the industry) to reduce regulatory burden, does it seem to be growing instead?

We keep hearing that there will be Know Your Customer regulations "soon." We have been hearing this so long that the question seems to be will it really happen and, if so, when.

Question: Given that Regulation B's signature requirements allow a lender to require the signature of a spouse to secure property pledged to support the commercial loan, could the bank requi

Important Questions You'll Have To Answer

Information privacy - information about the consumer - is one of the hottest growing areas in regulatory compliance.

The Year 2000 is bringing some potentially serious problems for anything based on, using, or run by a computer.

Question: I'm struggling to explain why HMDA treats these two situations differently.

Consumer Identifying InformationAnd Financial Fraud

The FRB Study

Question: Our check security company has given us a sample adverse action form to use when refusing to open a deposit account because of information the company gives us regarding the consum