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#547355 - 05/12/06 05:27 PM COMPLIANCE MONITORING
Nick Grant Offline
100 Club
Joined: Sep 2005
Posts: 108
Does anyone have a suggestion for locating some guidance or checklists to create a compliance monitoring program?

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Operations Compliance
#547356 - 05/12/06 06:01 PM Re: COMPLIANCE MONITORING
P*Q Offline

Power Poster
P*Q
Joined: May 2001
Posts: 8,458
Somewhere
Check out the checklists located in your specific regulator exam manuals.

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#547357 - 05/16/06 01:06 PM Re: COMPLIANCE MONITORING
Retired DQ Offline
10K Club
Retired DQ
Joined: Dec 2002
Posts: 40,766
Turnpike Exit 10
OTS has some good ones. www.ots.treas.gov ... go to the Hanbook section, then use the Appendix for checklists.
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