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#685538 - 02/12/07 09:32 PM Change in terms notice
Compliance101 Offline
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Compliance101
Joined: Oct 2004
Posts: 473
Tennessee
Does a change in terms notice pursuant to Reg DD need to be separate from everything else or can we include it on the customers statements?
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Operations Compliance
#685558 - 02/12/07 09:42 PM Re: Change in terms notice Compliance101
P*Q Offline

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P*Q
Joined: May 2001
Posts: 8,458
Somewhere
We've included term changes/notices on statements before. Esp. fee increases. What terms are you changing?

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#685561 - 02/12/07 09:45 PM Re: Change in terms notice Compliance101
Deena Offline
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Deena
Joined: Nov 2000
Posts: 2,701
PA
See the Commentary to 230.5(a).
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#685577 - 02/12/07 09:58 PM Re: Change in terms notice Deena
Compliance101 Offline
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Compliance101
Joined: Oct 2004
Posts: 473
Tennessee
The fees, so that answers my question. Thanks.
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