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Ken Golliher

Ken is a principal with Pegasus Educational Services, LLC, a training firm headquartered in Louisville, Kentucky. He is an experienced banker with a unique ability to reduce complex legal concepts to plain English. He has explained the "why" and "how" of regulations to thousands of financial institution personnel and examiners. Ken's banking career began in 1972 and includes serving as a teller, commercial operations manager and as trust department legal counsel in a state and a national bank. For ten years he headed the education division of a regional consulting firm for financial institutions. He has served on the faculty of the LSU Graduate School of Banking, the OTS' Level I Compliance School and the FDIC's Advanced Consumer Protection school for examiners. He has presented seminars in more than 25 states and has served as an instructor at compliance schools sponsored by the Illinois, Indiana, Iowa, Georgia, Kansas, Kentucky, Nebraska, Oklahoma, Pennsylvania and Texas bankers associations. He is a member of the Society for Applied Learning Technology. He is also a "BOL Guru."

Upcoming Training Featuring This Presenter

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On-Demand Training Featuring This Presenter

Recorded on January 25, 2017
 

Annual BSA/AML Roundup

Annual BSA/AML Roundup

This is our annual update session where Ken Golliher focuses his comments only on recent developments and common compliance problems.

Recorded on November 03, 2016
 

New BSA/AML Customer Due Diligence Requirements

New BSA/AML Customer Due Diligence Requirements

Customer due diligence (CDD) is now an explicit legal requirement, just like CIP. A new FinCEN rule adds a new “fifth pillar” that will require extensive modification of your board-adopted BSA program.

Recorded on January 06, 2016
 

BSA/AML Compliance: Recent Developments and Common Errors

BSA/AML Compliance: Recent Developments and Common Errors

No other federal regulation contains more stringent, enforceable training requirements than those relating to Bank Secrecy Act (BSA) compliance. Even experienced personnel are expected to maintain their knowledge level with ongoing education.

Recorded on July 10, 2014
 

Opening Deposit Accounts for Foreign-Born Persons

Recorded on June 26, 2014
 

Developing Written Procedures for Handling Third Party Claims

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