BSA PowerPoint Training
07/01/2008BSA training in six different PowerPoint files so that it maybe customized to responsibilities.
Compliance Tools
New Account Compliance Checklist
05/09/2008A guide/checklist to regulatory requirements for various deposit products. This could be used for Quality Control, audit and training. for anyone in New Accounts.
Audit Extension Guide and Request Form
02/01/2008After an audit there is a process of correcting errors. At times there are deadlines set, but extensions are needed to accomplish the task. This helps formalize the process so that corrective action is timely and high-risk issues do not go on uncorrected and making a problem worse.
Red Flag Training Games
08/01/2007These are Red Flag games to spice up training. This includes the Scrambler (find a word) and a Crossword Puzzle. There is also an Excel-based Red Flag Jeopardy game.
CRA - Donations Decision Tree
07/01/2007This is a decision tree-type worksheet to in determining if a donation has CRA value.
Overdraft Program Advertising Matrix
10/01/2006A one-page matrix to assist in your overdraft protection program advertising.
Regulation Z Training
10/01/2006BOL User Marcia Baker is from the Hillsboro Bank. She is also active in compliance as she is a director of a local compliance association. Marcia has used many tools from BOL, but didn't find Reg.
Risk Assessment Matrix
09/01/2006There are 17 documents to this Risk Management Program, starting with a policy and with documents to assess and evaluate risk.
Risk Analysis Checklist for BSA and AML
09/01/2006AML risk analysis questions for individual relationships.
New Branch Checklist
06/01/2006The New Branch Project Log is a checklist defining duties to be completed by your executive level: Marketing, Human Resources, Operations, Facilities and more.
Flood Hazard Training - PowerPoint
05/01/2006PowerPoint training on flood. This is a starter document and requires updating to be current.
Ethics Training for the Board and Senior Management
04/01/2006Ethics PowerPoint training for the board and senior management on topics including RESPA Section 8, Code of Conduct and Conflicts of Interest and the Bank Bribery Act.
Audit Sampler
03/01/2006To give your audits statistical validity you must have a method of determining the sample. This Excel spreadsheet will give your findings a 90 percent accuracy rate based on the number of items reviewed and the interval of the items selected.
FRB Consumer Compliance Handbook
03/01/2006Link to the FRB's Consumer Compliance Handbook.
Which Loans are Subject to HMDA
02/01/2006Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
BSA/AML/OFAC Board Training
02/01/2006Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
Community Banker's Guide to Hispanic Marketing
02/01/2006An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
Risk Rating Customers
02/01/2006PowerPoint on risk rating customers.
Insurance Disclosures - Reg. Z & Consumer Protection in Sales of Insurance
11/01/2005Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Training Required by Regulation
11/01/2005Five areas of training required by regulation.
Pages
Sponsored by: Alogent
Alogent recently created a free spreadsheet that helps bankers calculate the cost of their current loan management workflows.
Modern Payments Infrastructure: 1 Platform, 1 API, All Channels
Is it time for a solution refresh? Legacy processes can’t always keep up. Ask yourself these questions to assess your payments modernization goals and explore the benefits of a single platform for all Day 1 and Day 2 processing.
