Compliance Tools

Cheat Sheet for Adverse Action Notice Completion

01/15/2005

ECOA Adverse Action Notice Cheat Sheet - Which fields are completed under what scenarios.

Adverse Reasons Chart

01/15/2005

Explains what the reasons on an Adverse Action Notice for ECOA really mean.

Dormant Accounts Audit Program

01/15/2005

A 10-step Dormant Account audit list.

Bank of Blunders

01/15/2005

This is a role-playing game for compliance training.

CRA Community Development Loan Report

01/15/2005

This form is easily integrated into the loan workflow so the bank doesn't miss CRA credit.

CRA - Large Bank Worksheet

01/15/2005

A loan package form to ensure CRA credit is not missed.

Flood Insurance Wallpaper

01/15/2005

Computer screen flood "wallpaper."

OFAC- Potential Hit Analysis Spreadsheet Sample

01/15/2005

This is a spreadsheet for use in analyzing and documenting potential OFAC hits.

Lobby Notice Requirements Chart

01/15/2005

Chart of required lobby signage.

ARM Disclosures - Disclosure Spreads

01/15/2005

Excel spreadsheets for use in ARM disclosure spreads.

Fair Lending Worksheet - Georgia

01/15/2005

Georgia specific differences between a finance charge and points/fees.

314(a) Documentation Spreadsheet

01/15/2005

This spreadsheet outlines the seven areas which must searched in connection with processing Section 314(a) search requests from FinCEN.

314(a) "What to Search" Cheat Sheet

01/15/2005

Cheat sheet on areas to review for 314(a) inquiries.

Advertising Policy and Procedures (Sample)

01/15/2005

Advertising policy and review procedures.

314(a) Compliance Checklist

01/15/2005

Worksheet for documenting 314(a) searches.

Checklists for Real Estate Loans

01/15/2005

Real estate loan checklists, consumer and commercial, generic by forms needed.

Fair Lending Training

01/15/2005

Fair lending training with a PowerPoint, role playing script, and loan scenarios.

I.D. Theft Procedures and Customer Claim Form

01/15/2005

Identity theft procedures and claim forms.

Community Development Tracking Forms

01/15/2005

A series of CRA worksheets to track community development investments, loans, donations and services.

Asset/Liability Management Policy (sample)

01/15/2005

Template Asset/Liability Management policy.