06/04/2023
The Anti-Money Laundering Act still has issues outstanding. What could impact us?
05/28/2023
Are there both civil and criminal penalties on BSA?
02/07/2021
If a credit union board holds a board only meeting after the normal Board meeting, must the Board Chair prepare special minutes or can they provide notes to add to the regular Board meeting minutes?
12/15/2019
Are Board of Director committees required per regulation and if so, which ones? If not, what types of board committees are typically held by a
financial institution?
10/30/2016
What does our regulator mean by "most recent report for SAR /CTR filed along with 3 years filing trend"?
07/03/2016
Who do we have to train on BSA and how often?
12/12/2015
Is there a "checklist" to use in compliance that would list the things for each regulation that need to be completed each year? For example, annual training, reports required board notifications, etc.
01/07/2013
If there is only one signer on a corporate account and he passes away, can the corporation's board of directors appoint a new signer?
10/08/2012
I have a possible prospect that would like to open a business account here and he has his business license and EIN number. The purpose of the business is Medical-marijuana dispensaries. We are a community bank and I want to know if it is legal to even open in the state of WA. I understand it is legal to have these dispensaries in the state of WA, will we be in compliance?
06/18/2012
Are board of directors and executive officers exempt from having Overdraft safeguard? What if they are listed in a non-owner relationship in a deposit account?