Most Popular Compliance Content
Risk assessments, controls, templates
08/06/2023
When you look at risk assessment templates, do you typically see inherent risk with granular controls for each? Or in the alternative are you seeing a shift to stating the inherent risk with an overall residual risk statement, and less granular controls narrative?
Can a lender be held liable for third-party appraisal valuations?
08/06/2023
Can a lender be held liable for third-party appraisal valuations?
What is a Reconsideration of Value (ROV)?
08/06/2023
What is a Reconsideration of Value (ROV)?
Oral Disputes Allowed
08/06/2023
Are financial institutions required to have a cardholder sign a dispute letter when filing a Reg E dispute on a debit card, or can a dispute be filed verbally and with no signature?
Deposit Insurance and ownership types
07/30/2023
Can we set the account up as a pay on death just for insurance purposes?