Most Popular Compliance Content
Reaching P2P vendors for transfer details
09/04/2022
How do we reach a P2P vendor for investigative information when we don't have a real agreement with that vendor? We've been unable to reach them.
Requesting Gender Info for Deposit Accounts
09/04/2022
Is it okay to request gender information on deposit application?
Compliance officers and the Board
08/28/2022
If the board is ultimately responsible for compliance, what is the compliance officer’s role?
Fraudster differences between valid and denied claims
08/28/2022
So, if my customer initiated the Zelle transfers to bad guy- is the customer liable? Bad guy calls our customer, states to be from the bank, has the customer login to their online banking and the customer is the one who is sending funds...who is pushing the submit button...is this the customer loss?
Beneficial Ownership on DBAs
08/28/2022
If an LLC is doing business under a trade name such as "ABC LLC dba John's Farm Supplies," what is needed for beneficial ownership? I know the ABC LLC is required to have beneficial ownership and control prong information, but what about the dba John's Farm Supplies, does it need anything separate?