Vendor Guru Q&A - Compliance

Latest Compliance - Security Topics

Same-day Settlement A Security Problem Too

01/01/1994

Security and compliance officers need to work together implementing the new Same-Day Settlement rule that went into effect on January 3, 1994.

Statistics, Facts & Such

04/01/1993

There were 11,081 community banks in existence at the end of 1992, compared with 11,552 in 1991.

NEW Criminal Referral Form Arrives!

03/01/1993

Safe Harbor / Non-disclosure / Ten Year Record Retention / Must Be Typed

Quotes Overheard

05/01/1991

QUOTES OVERHEARD at the Bank Administration Institute's Security and Compliance Conference in Orlando

Do I Need Certification?

04/01/1991

As you can see from this issue, we are becoming actively involved in the certification process for security, compliance, and trust officers in financial institutions.

Get Rid Of Your Exempt Lists!

03/01/1991

MONEY LAUNDERING TASK FORCE MAKES RECOMMENDATIONS

How To Identify A Banking Professional

01/01/1991

Financial Institution Certification Program Sets Standards

Overdraft programs, strategy, and fair and responsible banking.

04/30/2023

Is your FIs strategic plan rely heavily on Overdraft programs and the fees they generate?

Written request to withdraw Reg E claim required

04/30/2023

Do we need a written notice from the consumer to withdraw their claim?

Paying Preferential, Unadvertised Rates

04/30/2023

With our Money Market account, we would like to pay higher rates on some accounts to allow us to retain top clients. The rate may vary depending on the customer relationship. We would not be advertising these rates. Would there be any compliance concern with this practice?

Can we register now?

04/23/2023

Does my business customer have to set up on BOSS now?

Unchecked fee income practices with NSF and Overdraft Fees are a HUGE UDAAP issue.

04/23/2023

Has your FI reviewed and adjust fee income for Overdraft and NSF items?

Latest Compliance - Security Topics

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