Fair Lending Worksheet - Second Review
05/01/2012This Second Review sheet is a guide to document that all considerations were given to the applicant(s) prior to denial.
Compliance Tools
Changed Circumstance Documentation
10/21/2011Documents an audit trail for changed circumstances when you reissue Good Faith Estimates.
Interagency Flood Q&A
10/01/2011Interagency Q&A on Flood, Oct. 2011.
APR Quotation Tables
07/15/2011Excel tables that can be customized so that correct APR disclosures can be made to customers, as required by Reg Z.
Overdraft Program Risk Assessment Worksheet
05/01/2011Risk rating overdraft programs in 18 areas.
SAFE Act Questionnaire
02/01/2011There is a two-prong test to determine if an employee is an MLO under the SAFE Act. This tool allows a self-test.
SAFE Act Training
02/01/2011A 20 slide PowerPoint presentation suitable for training management and Mortgage Loan Officers on the basics of the SAFE Act.
Servicemembers Civil Relief Act Notice
01/15/2011UPDATED 05/04/2022 - HUD Notice required for SCRA borrowers. This BOL version allows your required edits (see the red colored text to change and remove).
SAFE Policy & Procedures
09/15/2010A sample policy and procedure for the SAFE Act.
Right to Financial Privacy Act Certificate of Compliance
09/01/2010A Certificate of Compliance with the Right to Financial Privacy Act of 1978 - may be required when you have a request for customer documents. Your good faith reliance on this certificate relieves your bank, its employees and agents of any possible liability.
GFE Changed Circumstance Checklist
02/05/2010The form may be used to document a changed circumstance under RESPA. It can help document facts for Audit and so staff can better understand what a changed circumstance is.
Privacy - Model Form
02/01/2010Word versions of the Privacy Notice with pull down menus for selections of options available.
Fair Lending Analytical Reports
01/01/2010An offer for a free set of reports that will help you prepare for "lending disparity" questions from your examiners, compliance committee, bank board and senior executives.
Reg Z Date Worksheets
06/09/2009Good Faith Estimate date calculator.
Jeopardy Training Game - Two Versions
05/13/2009BSA training in the form of a Jeopardy game. One game is in Excel format, the other PowerPoint.
Red Flags/Identity Theft Audit Program
05/01/2009This is a Red Flags audit workpaper based on interagency examination procedures.
Red Flag 101 Training
05/01/2009PowerPoint training (27 slides) with practical application exercises for your Red Flag program.
Red Flag Assessment Testing
05/01/2009This is a process for Red Flags risk assessment testing with documentation.
Clean Desk Policy & Privacy Citation and Commendation
02/01/2009This is a template for a Clean Desk Policy. It's an ideal companion the Privacy Citation and Commendation also available on this page.
Unlawful Internet Gambling Enforcement Act Policy
02/01/2009This is a policy template for Unlawful Internet Gambling Enforcement Act (UIGEA) as implemented by Reg. GG.
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