Merchant Check Capture - Vendor Due Diligence Evaluation
05/01/2006A checklist for evaluation of Merchant Check Capture vendors and their product offerings.
All Banker Tools
Security Standards Questionnaire - Information Technology
05/01/2006An overview list of measurable security standards that should be in an Information Technology policy.
Ethics Training for the Board and Senior Management
04/01/2006Ethics PowerPoint training for the board and senior management on topics including RESPA Section 8, Code of Conduct and Conflicts of Interest and the Bank Bribery Act.
FACTA/FCRA Medical Rules - Cheat Sheet
04/01/2006This is a one page overview of the FCRA/FACTA rules effecting the use of medical information in credit transactions.
FRB Consumer Compliance Handbook
03/01/2006Link to the FRB's Consumer Compliance Handbook.
Audit Sampler
03/01/2006To give your audits statistical validity you must have a method of determining the sample. This Excel spreadsheet will give your findings a 90 percent accuracy rate based on the number of items reviewed and the interval of the items selected.
BSA/AML/OFAC Board Training
02/01/2006Bank Secrecy Act/Anti-Money Laundering and OFAC PowerPoints to train your board of directors. There are two versions so that you can choose between more or less detail in the slides.
Risk Rating Customers
02/01/2006PowerPoint on risk rating customers.
Community Banker's Guide to Hispanic Marketing
02/01/2006An excellent overview of the diverse, but often overlooked, Hispanic market and possible solutions to marketing to Hispanics.
FACT Act Medical Information Training
02/01/2006PowerPoint training program on the Medical Information requirements under FACTA / FCRA.
Which Loans are Subject to HMDA
02/01/2006Chart to determine HMDA applicability and therefore the need for GMI under HMDA.
Certification of Personal Financial Statement
01/01/2006Financial statements generally certify they are correct but the certification may not be directed to your bank. This form corrects that so the customer doesn't have to complete a new financial statement.
Training Required by Regulation
11/01/2005Five areas of training required by regulation.
Insurance Disclosures - Reg. Z & Consumer Protection in Sales of Insurance
11/01/2005Denotes the differences in the requirements and effects of insurance disclosures under Reg. Z and the Consumer Protection in Sales of Insurance.
Images of Katrina PowerPoint
10/01/2005Katrina photos that may be used for flood, disaster recovery or other training.
Guide for Brainstorming for Risk Analysis
09/01/2005A starter document for assessing risk areas on major lines of business within the bank.
Disaster Recovery Contact Information Handout for Customers
09/01/2005Handout for disaster preparedness by individuals. This contains contact information for services and documents.
Laws and Regulations
07/01/2005Recap of banking related regulations and applicability.
Customer Notification Process
07/01/2005Resource information for a customer notification process when confidential information has been compromised.
New Employee Compliance Training PowerPoint
06/01/2005This is a PowerPoint presentation designed to acquaint new employees with basic compliance requirements.
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