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On-Demand Webinars about Operations Compliance

Recorded on April 18, 2017
 

Same Day ACH – Preparing for More!

Same Day ACH – Preparing for More!

In response to the need for faster electronic payments and settlement, NACHA developed Same-Day ACH. Same-Day ACH is rolling out over the course of three years. Phase I is already in effect with the higher risk Phase II just around the corner.

Recorded on April 12, 2017
 

Frontline Compliance Concerns

Frontline Compliance Concerns

Compliance often focuses on change; whether it is focused on a new regulation or deregulation, the constant in compliance is “change.” Still, we can’t ignore the current rules whether they’re two months or two decades old, because examiners continue

Recorded on April 06, 2017
 

Signature Cards and Account Agreements

Signature Cards and Account Agreements

Does your frontline understand the legal and regulatory issues when opening an account? Your signature card and deposit account agreement include complicated check handling, ownership, rights at death and regulatory provisions.

Recorded on March 06, 2017
 

Reg O – Insider Lending

Reg O – Insider Lending

Examiners frequently cite violations of Regulation O. Regulators take very seriously their mission to prevent insider abuse.

Recorded on February 22, 2017
 

Trump’s Impact on HSAs

Trump’s Impact on HSAs

Get ready for what’s next concerning HSAs. Fundamental improvements to HSAs are expected in 2017 as a result of President Elect Trump’s stated goal of replacing the Affordable Care Act with Health Savings Accounts in his first 100 days.

Recorded on February 07, 2017
 

20 Tasks of the New Account Interview

20 Tasks of the New Account Interview

Is your new accounts process in compliance? In this webinar we examine 20 necessary tasks to be undertaken in the course of setting up an account for a new customer.

Recorded on January 25, 2017
 

Annual BSA/AML Roundup

Annual BSA/AML Roundup

This is our annual update session where Ken Golliher focuses his comments only on recent developments and common compliance problems.

Recorded on January 17, 2017
 

Annual OPERATIONS Compliance Recap

Annual OPERATIONS Compliance Recap

Have you got all the key operations compliance issues and developments from 2016 under control? Is there something you missed during the time you spent focused on lending rules?

Recorded on December 08, 2016
 

Overdrafts: What you need to know now!

Overdrafts: What you need to know now!

Overdrafts are a major regulatory hot button. This program on the latest regulatory feedback, guidance and best practices relating to overdrafts will bring you up to date.

Recorded on November 29, 2016
 

Safe Deposit -- compliance issues

Safe Deposit -- compliance issues

Financial institutions that offer safe deposit boxes have questions regarding deceased renters, past due boxes, payable-on-death clauses, living trusts, court orders, Servicemembers Civil Relief Act, USA PATRIOT Act, Suspicious Activity Reports, powe

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