This information-packed two-hour presentation to get his analysis of the 870-page proposal. You'll hear about the Bureau's proposed changes to Regulations E and Z to achieve its vision for prepaid card consumer protections.
The objectives of the branch audit program are to determine that branch operations are in compliance with company policy, state and federal law, and regulatory requirements, and consistent with a good system of internal control.
Most creditors have adopted procedures governing the actions of MLOs and LOs. But when an individual is not identified as a MLO or LO, the procedures are not applied and violations result.
Safe deposit vault burglaries have significantly impacted our safe deposit industry. Following these events, numerous financial institutions have been confronted with some very difficult challenges, decisions and very large lawsuits.
When a customer dies, this isn't an easy matter for the bank, or the next of kin. You must balance procedures and compassion. In this program, we examine how a customer's death impacts deposit accounts, CDs and safe deposit boxes.
Recorded on October 24, 2014
How to Audit Advertising - Compliance Issues Here, There, Everywhere!
Once an institution has filed a chargeback, the hope is that the merchant will never respond and the claim can be closed in the cardholder's favor. However, this is rarely the case.
Recorded on October 17, 2014
Scripting the New Account Interview: Consistency, Compliance and Examiners