Latest Compliance - Courier Service Topics

At a session titled 'The Board's Role In Compliance' at the Independent Bankers Association of America Conference in Orlando in February, banking attorney Martin Lowy said that financial institutio

Question: We're already subscribers to the BANKERS' HOTLINE and we got an ad through the mail addressed to the "Auditor" of our financial institution.

Security and compliance officers need to work together implementing the new Same-Day Settlement rule that went into effect on January 3, 1994.

The Office of Thrift Supervision (OTS) had 131 examiners in the U.S. who focus on compliance and 826 who check on safety and soundness issues.

There were 11,081 community banks in existence at the end of 1992, compared with 11,552 in 1991.