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Vendor Guru Q&A - Lending

Bulk categorizing exceptions for all documents of a certain type

Expiring documents at financial institutions

Credit document imaging

Commercial credit document imaging

Collateral documents

Use cases for exception categories

Exception category

Document sharing with third parties

Documentation and loan participations

Related entity tracking

Latest Lending - Training Topics

COMPLIANCE CALENDAR

02/01/2005

MARCH

BSA Training Is For Everyone!

01/31/2005

I'm the Internal Auditor of a community bank and will really appreciate your help with this. I'm working on the BSA Internal Audit and was trying to see if the FDIC/State requires for all employees to complete their BSA training, regardless of their department? We have a very good compliance program and training but it seems that some of the Loan department has not finish or even started with their online BSA training. Should I include as a recommendation to make sure that all employees complete their BSA training or should I write it up as violation? If you advise me to write it as a violation, give me good arguments because I have a stubborn Compliance Officer. Once again I would like to thank you for your time and assistance.

Information Security: FTC Action

01/01/2005

Banks and thrifts are not alone when it comes to requirements to maintain security for customer information.

COMPLIANCE CALENDAR

01/01/2005

FEBRUARY
Get the HMDA data in by the end of the month - or sooner. Be sure to do a quality and edit check before sending in your data.

Fair Lending Remedies: Your Program's Benchmarks

12/01/2004

Fair lending enforcement actions lay out the actions needed to correct a problem that has been identified.

Lessons in Enforcement Actions: Predatory Lending

12/01/2004

Safety and soundness is an important element of avoiding predatory lending. Just look at the requirements in the FRB's consent order with Utah Bancshares and the Bank of Ephraim.

Signatures: How to Document Signatures (5 Action Steps)

11/01/2004

With the Federal Reserve's most recent attempt to clarify the signature rules of Regulation B, the debates about compliance and proof of compliance are running rampant.

FACT Act: Final Rule on Identity Theft

11/01/2004

It's official. The final rule on the identity theft flags and active duty alerts is out. It takes effect on December 1, just in case you had nothing planned for Thanksgiving.

The Security Officer's Role, Part 1

10/01/2004

by Dana Turner, Security Education Systems

BSA Training Requirements

09/20/2004

What is considered adequate training under the Bank Secrecy Act for bank employees? Might this vary based on their duties?

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Most Popular Lending Content

UDAAP, Cons., CML, All the Above

09/15/2024

Does UDAAP apply to just consumers, or all customers?

Refunding appraisal and credit report fees at close

09/15/2024

Can I advertise "FREE APPRAISAL" on a mortgage postcard, but indicate in small print (client must pay the appraisal upfront, reimbursement will apply once the loan has closed), to that statement OR "FREE CREDIT REPORT," one or the other?

Exception category

09/15/2024

What is an exception category?

Documentation and loan participations

09/08/2024

Why do some financial institutions struggle to manage documentation for loan participations?

Discontinuing USDA and FHA lending

09/08/2024

In considering discontinuing offering USDA Guaranteed and FHA loan programs, what compliance concerns/issues should we be aware of?

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