06/01/2002
Examiners find violations of the flood hazard insurance requirements - lots of them. That's bad enough. But on top of the findings are the consequences.
04/01/2002
Where's a good source for obtaining the basic knowledge needed for a novice to conduct an audit for the areas electronic banking and Internet banking?
04/01/2002
Are banks required to have independent auditing of their Bank Secrecy Policy and files? If so, what should the audit consist of?
02/11/2002
Is there available an audit program to audit the bank protection act/security review.
02/04/2002
I am an internal auditor and part of my duties involve performing an Information Technology and Securities Audit. Do you know of any seminars or training courses that might help me gain a better understanding of IT. I have never had any type of formal training on this subject.
01/07/2002
We are facing a potential loss because of a bookkeeper stealing checks from their employer and forging our customer's signature. Our customer's attorney alleges that we were at fault for not spotting the signature variations on checks over $2,500 (the bank's policy) that were reviewed by us. The alleged fraud dates back to March 2000. My question is: Is there a standard threshold amount that most banks use when reviewing incoming/inclearing on-us checks? Is $2500 a reasonable threshold? What process is used to determine that a signature is irregular? Is the customer contacted? Does the branch get involved?
01/07/2002
Who is the expert on processing ATM deposits? A local TV station has referred me to gov't agencies regulating banks. I have explored Reg. E on my computer and no reference is made to processing ATM deposits.
01/07/2002
Is there a check list of steps to follow when investigating a teller shortage? Is an audit of the work the answer. Looking for some guidelines.
11/05/2001
11/05/2001