05/01/2016
Our institution is reviewing procedures for our wire room and call center to respond to inquiries or actual wire transfer requests. Do you have any suggestions?
04/24/2016
We operate a small bank yet we experienced losses to criminals from Eastern Europe attacking our account holders. How did they know the information on our account holders and that they banked with our institution?
04/17/2016
Our computer penetration company compromised our financial institution by dressing like our local fire inspectors and taking an inspection tour of our branch. How do we detect those types of sneaky tactics by social engineers?
02/28/2016
I was just made the Security Officer and I seem to be the only person interested in keeping us safe. Is there anything I can do to make more people understand the problems that face our financial institution?
02/21/2016
Can you discuss if a “Fraud Hotline” is any good?
02/14/2016
Should I report in person to the Board of Directors?
02/07/2016
How can I convince management that a night inspection program is a good idea?
08/25/2014
Currently, each of our business deposit accounts is coded with an NAICS code as well as a Risk Rating. In reviewing the risk rating matrix classification, Doctors are included in the high risk category. What are your thoughts?
09/01/2013
Filings on Mortgage Brokers
10/01/2009
Update: Auditing the AML Program ? What?s New?
By Alan S. Abel, CPA, representing the American Institute of Certified Public Accountants to the Bank Secrecy Act Advisory Group