04/11/2011
Does the deputy listed on the safe deposit lease also need to sign the entry card? In our quarterly audit we found a card that was not signed. Is this correct or will we be dinged in an audit for not having this signed?
01/10/2011
What is a "security committee"? We already have BSA, Compliance, Human Resources, Audit and Executive Committees.
11/29/2010
I have just been advised that we have received a notice that we are to be audited by the "BSA" for compliance with software licensing. The letter or notice "The BSA(Business Software Alliance) - an assoication comprised of Adobe, Apple, Autodesk, Bentley Systems, CNC Software/Mastercam, Microsoft, Symantec and UGS - works to educate the public on the importance of software compliance and to enforce intellectual rights." Anybody heard of or dealt with the "BSA"(other than Bank Secrecy Act) before? Where does their authority originate?(somewhere in the fine print that nobody read?) I would appreciate anyone sharing their experience with this group(if it's legit) and what we should expect.
04/27/2009
We’d like to improve our bank’s physical security. What should we keep in mind?
12/15/2008
What is the best way to get buy-in from key players that need to be involved in the risk assessment process? How do we sell it?
11/03/2008
What individual risk assessments is a bank expected to perform? How do the individual risk assessments fit together with an "enterprise risk assessment"?