Compliance Action, Volume 16, Number 11

Risk Management: What’s Really New? (2 Action Steps)

By Lucy Griffin

"Risk management" is the latest buzz word in compliance. While auditors may be hailing it as a new idea, compliance managers have been managing risk for quite some time.

DOJ, Fair Lending and CRA (6 Action Steps)

By Lucy Griffin

When you think of CRA enforcement, does the Department of Justice come to mind? It should, since the DOJ considers itself a major player in CRA enforcement.

Compliance Management
Third Party Vendor Risk Management (Checklist)

By Lucy Griffin

Outsourcing functions to third party providers doesn't eliminate the need for risk management of those activities.

Compliance Notes

• Servicing and Foreclosue Issues
• FinCEN proposes mandatory electronic filing
• More Flood Penalties
• The Rule That Isn’t a Rule
• Too Big to Fail?
• Flood Insurance Violation Penalties

Compliance Calendar

In the Editor's Opinion
Enterprise-wide Risk Management and the Gulf Oil Spill

By Lucy Griffin

A change in one area can affect or be affected by a change in another area. An effective ERM program considers the impact of one or more changes throughout the enterprise.

Compliance Q & A

• Customizing Terms for Business Accounts
• Balloon Residential Mortgage Loans