06/26/2016
Among my many duties, I hold the title of Security Officer. I suspect a person on our staff is involved with something odd, potentially internal fraud. What should I do?
02/28/2016
I was just made the Security Officer and I seem to be the only person interested in keeping us safe. Is there anything I can do to make more people understand the problems that face our financial institution?
02/21/2016
Can you discuss if a “Fraud Hotline” is any good?
02/14/2016
Should I report in person to the Board of Directors?
02/07/2016
How can I convince management that a night inspection program is a good idea?
11/29/2015
Where is the rule about requiring branch employees to take at least a week off a year for security reasons?
02/04/2013
I participated in a recent seminar where BOL Guru Dana Turner was the presenter. He mentioned that there might be a conflict of interest if the bank's Security Officer was also a director. I am in that position and I have discussed this with the Board/Executive Committee and was told today that they had talked with our bonding company and were told this was not an issue. What is the rational for ensuring that our Security Officer should be an employee, rather than a director?
01/07/2013
11/21/2011
Our bank has approximately 50 employees, and due to our size, numerous employees have access to other employee accounts. How should this be handled to make sure other employees are not trying to view these accounts?
08/01/2011
I am currently working on my annual reviews for BSA CTR Exemptions. We have had a customer exempt for years upon years and for some reason I am now questioning myself as to why in the world this customer is exempt. The customer is a livestock auction company. Are they ineligible due to the "auctioning of goods"? If the customer is considered ineligible, what do we do about all the CTRs that we should have filed since we have had them exempt dating back to 2006?